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Prudential Securities
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111	AUSTRALIA 3.1 AUSTRalIA By Alex Sell, Australian Securitisation Forum I.FRAMEWORK The legal framework is principally a contractual one in nature, with a statutory overlay that makes certain provisions for the prudential Add to Reading List Source URL: www.securitisation.com.au Language: English - Date: 2014-07-27 21:12:35 Finance Bonds Debt Fixed income securities Structured finance Covered bond Mortgage-backed security Securitization Debenture Economics Financial economics United States housing bubble
112	MFA December 2014 Policy Brief MFA Reiterates Call for Fair, Stable Uncleared Swaps Market and Responds to U.S. Prudential Regulators MFA underscored the need for the Commodity Futures Trading Commission (CFTC) to issue Add to Reading List Source URL: www.managedfunds.org Language: English Systemic risk Financial regulation Commodity Futures Trading Commission Futures contract Derivative Securities and Futures Commission Securities Commission Hong Kong Monetary Authority Hedge fund Financial economics Finance Economics
113	ARTICLES How International Financial Law Works (and How It Doesn’t) CHRIS BRUMMER* The “Great Recession” has given way to a dizzying array of international agreements aimed at strengthening the prudential oversight Add to Reading List Source URL: georgetownlawjournal.org Language: English - Date: 2011-08-31 23:22:05 Financial markets Financial crises Economic systems Financial regulation International Organization of Securities Commissions Basel II Corporate governance U.S. Securities and Exchange Commission Capital market Economics Financial economics Finance
114	Microsoft Word - ICI Global Comment Letter to CFTC and Prudential Regulators on Margin Requirements for Uncleared Swaps FINAL Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-04 09:25:19 Derivative Undertakings for Collective Investment in Transferable Securities Directives Finance Financial system Commodity Futures Modernization Act Financial economics Futures contract Commodity Futures Trading Commission
115	CEBS[removed]CEIOPS-3L3[removed]CESR/08-543b Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2008-12-17 19:00:00 Payment systems Mergers and acquisitions Acquiring bank Undertakings for Collective Investment in Transferable Securities Directives Business European Union law European Union directives
116	Peer Review report on resolution regimes Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-09-19 10:17:16 Economy of South Africa Financial Services Board Federal Financial Supervisory Authority Deposit insurance Financial institution China Banking Regulatory Commission Australian Prudential Regulation Authority Securities Commission Federal Deposit Insurance Corporation Government Financial regulation Economy of the Republic of Ireland
117	CEBS[removed]CEIOPS-3L3[removed]CESR/08-543b Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2008-12-17 19:00:00 Payment systems Mergers and acquisitions Acquiring bank Undertakings for Collective Investment in Transferable Securities Directives Business European Union law European Union directives
118	PLEN[removed]ANNEX Response for Australia as at 30 June 2014 Part A: With respect to the authorisation and supervision of: OTC derivatives market participants; TRs; CCPs; and exchanges or electronic trading platforms: Tr Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-10-23 10:44:39 International Organization of Securities Commissions Government Finance Economy of Australia Financial economics Corporate governance Financial regulation in Australia Australian law Financial regulation Australian Prudential Regulation Authority Trade Repository
119	Australia 2014 IMN Survey of National Progress in the Implementation of G20/FSB Recommendations Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2014-11-12 11:41:17 Financial services Investment Systemic risk Hedge fund Shadow banking system Australian Prudential Regulation Authority Financial regulation Bank Australian Securities and Investments Commission Financial economics Economics Finance
120	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release No[removed]December 16, 2014 In The Matter of: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-17 07:32:48 Prudential Financial Insurance Prudential plc Two Prudential Plaza